Risk

Ensure Your 401(k) Plan Complies With Legal Requirements: Construction Business Owners Must Be Diligent Amid Increased Plan Scrutiny
Ensuring 401(k) plans are in compliance with legal requirements is tough in high-turnover industries like construction. ERISA and the IRC have specific requirements that plan sponsors must follow, and the current regulatory environment has led to increased scrutiny of plan practices.
By John J. Higgins
January 13, 2017
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Risk
by John J. Higgins
John J. Higgins, CFP, AIF, CFS, is managing partner at Patterson Smith Associates, LLC, and a retirement plan consultant with Commonwealth. He has more than 20 years of experience in the financial services industry.
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